Ngan, Miu Kam 顏妙琴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2005-09-16 | 2006-02-20 |
| 2 | Quam Securities Limited | Rep | Dealing in securities | 2008-05-29 | 2009-12-01 | Rep | Advising on securities | 2008-05-29 | 2015-03-10 |
| 3 | Sun Life Financial Asia Services Limited | Rep | Advising on securities | 2006-03-28 | 2007-03-30 |
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