Tong, Tommy Chun Kuen 唐振權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-10-28 | 2007-04-20 |
| 2 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-28 | 2007-04-20 |
| 3 | Quam Securities Limited | Rep | Dealing in futures contracts | 2007-04-30 | 2016-04-07 | Rep | Dealing in securities | 2007-04-30 | 2016-04-07 |
| 4 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-10-21 | Rep | Asset management | 2003-10-21 | Rep | Dealing in futures contracts | 2003-10-21 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-10-21 | Rep | Advising on securities | 2003-10-21 | Rep | Asset management | 2003-10-21 | Rep | Dealing in securities | 2003-10-21 |
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