Tong, Siu Cheung 湯紹彰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CATHAYSIA ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-04-25 | |
| 2 | CATHAYSIA SECURITIES LIMITED | Rep | Dealing in securities | 2017-03-31 | 2022-11-16 | RO | Advising on securities | 2021-11-03 | RO | Dealing in securities | 2022-11-16 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2015-04-08 | 2017-02-08 | Rep | Dealing in securities | 2015-04-08 | 2017-02-08 |
| 4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-04-08 | 2017-02-08 |
| 5 | Long Asia Asset Management (HK) Limited | Rep | Advising on securities | 2017-03-31 | 2018-10-24 | Rep | Asset management | 2017-03-31 | 2018-10-24 | RO | Advising on securities | 2018-10-24 | 2018-12-07 | RO | Asset management | 2018-10-24 | 2018-12-07 |
| 6 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2009-10-08 | 2011-04-01 | Rep | Dealing in securities | 2009-10-08 | 2011-04-01 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-02-08 | 2007-06-23 | Rep | Dealing in futures contracts | 2007-08-31 | 2009-10-01 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-02-08 | 2007-06-23 | Rep | Dealing in securities | 2007-08-31 | 2009-10-01 |
| 9 | Quam Securities Limited | Rep | Dealing in futures contracts | 2011-04-15 | 2015-04-01 | Rep | Dealing in securities | 2011-04-15 | 2015-04-01 | Rep | Advising on securities | 2012-09-06 | 2015-04-01 | Rep | Asset management | 2012-11-09 | 2015-04-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy