Tse, Henry Chi Kin 謝智建
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-09-15 | 2008-02-15 | Rep | Dealing in futures contracts | 2011-01-24 | 2011-07-31 | Rep | Dealing in futures contracts | 2015-02-06 | 2018-08-01 |
| 2 | KAISER FUTURES LIMITED | Rep | Advising on futures contracts | 2005-02-18 | Rep | Asset management | 2005-02-18 | Rep | Dealing in futures contracts | 2006-09-06 |
| 3 | Quam Securities Limited | Rep | Dealing in futures contracts | 2011-08-08 | 2015-01-31 |
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