Yip, Wing Sum (SFC:APD255) 葉永森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2010-03-23 | 2011-01-22 |
| 2 | First Fidelity Capital (International) Limited | Rep | Dealing in securities | 2020-01-08 | 2020-03-20 | RO | Dealing in securities | 2020-03-20 | 2020-07-31 | Rep | Advising on securities | 2020-03-25 | 2020-07-31 | Rep | Asset management | 2020-03-25 | 2020-07-31 |
| 3 | HOORAY SECURITIES LIMITED | Rep | Dealing in securities | 2019-06-20 | 2019-08-29 | RO | Dealing in securities | 2019-08-29 | 2019-11-18 |
| 4 | JIMEI SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-24 | 2014-09-11 |
| 5 | Quam Securities Limited | Rep | Dealing in securities | 2011-01-31 | 2013-06-01 | Rep | Dealing in securities | 2014-10-07 | 2015-09-01 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-11-24 | 2010-03-15 |
| 7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-07-03 | 2008-10-17 |
| 8 | ZHONG JIA SECURITIES LIMITED | Rep | Dealing in securities | 2020-08-20 | 2020-10-29 | RO | Dealing in securities | 2020-10-29 |
| 9 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-12-28 | 2019-06-06 |
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