Yuen, Manuel Man Yee 阮文義
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORPORATE BROKERS LIMITED | Rep | Dealing in securities | 2006-02-27 | 2011-01-24 | Rep | Dealing in securities | 2012-08-06 |
| 2 | CORPORATE COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-02-27 | 2011-01-24 | Rep | Dealing in futures contracts | 2012-08-06 |
| 3 | Quam Securities Limited | Rep | Dealing in futures contracts | 2011-02-02 | 2012-07-28 | Rep | Dealing in securities | 2011-02-02 | 2012-07-28 |
| 4 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2006-01-04 | 2006-02-20 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2005-10-26 | 2006-02-20 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-11-06 | 2005-10-14 |
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