Moon, Ji Ho
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAIIS Limited | Rep | Advising on securities | 2012-06-12 | 2014-08-08 | Rep | Dealing in securities | 2012-06-12 | 2014-08-08 |
| 2 | FT Securities Limited | Rep | Dealing in securities | 2004-12-21 | 2005-04-28 |
| 3 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-21 | 2005-04-28 |
| 4 | KB Securities Hong Kong Limited | Rep | Advising on securities | 2003-05-15 | 2004-04-28 | Rep | Dealing in securities | 2003-05-15 | 2004-04-28 |
| 5 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2009-01-22 | 2012-06-04 | Rep | Advising on securities | 2009-01-22 | 2012-06-04 | Rep | Dealing in futures contracts | 2009-01-22 | 2012-06-04 | Rep | Dealing in securities | 2009-01-22 | 2012-06-04 |
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