Wong, Alex Wing To 黃穎濤

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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	Organisation	Role	Activity	From	Until
1	Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2006-04-24	2007-08-16
	LAZARD ASIA (HONG KONG) LIMITED	Rep		2009-05-25	2010-07-06
	RBS Asia Corporate Finance Limited	Rep		2010-12-03	2012-11-07
	J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep		2013-09-30	2017-08-03
	J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep		2017-10-25	2018-02-14
	AEM CAPITAL LIMITED	Rep		2021-12-20	2022-08-08
	FTI Capital Advisors (Hong Kong) Limited	RO		2023-01-17
2	LAZARD ASIA (HONG KONG) LIMITED	Rep	Advising on securities	2009-05-25	2010-07-06
	CENTAURUS CAPITAL (HONG KONG) LIMITED	Rep		2012-11-26	2013-05-01
	J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep		2013-09-30	2017-08-03
	J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep		2017-10-25	2018-02-14
	AEM INVESTMENT SERVICES LIMITED	RO		2021-12-21	2022-08-08
	FTI Capital Advisors (Hong Kong) Limited	RO		2023-01-17
3	CENTAURUS CAPITAL (HONG KONG) LIMITED	Rep	Asset management	2012-11-26	2013-05-01
4	GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2008-09-01	2009-02-28
5	Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2006-04-24	2007-08-16
	CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep		2006-04-24	2007-08-16
	GOLDMAN SACHS (ASIA) L.L.C.	Rep		2007-09-10	2009-02-28
	LAZARD ASIA (HONG KONG) LIMITED	Rep		2009-04-30	2010-07-06
	RBS Asia Corporate Finance Limited	Rep		2010-12-03	2012-11-07
	J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep		2013-09-30	2017-08-03
	J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep		2017-10-25	2018-02-14
	AEM INVESTMENT SERVICES LIMITED	RO		2021-12-21	2022-08-08
	FTI Capital Advisors (Hong Kong) Limited	RO		2023-01-17

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