Wong, Alex Wing To 黃穎濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2006-04-24 | 2007-08-16 |
| 2 | LAZARD ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2009-05-25 | 2010-07-06 |
| 3 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2010-12-03 | 2012-11-07 |
| 4 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2013-09-30 | 2017-08-03 |
| 5 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2017-10-25 | 2018-02-14 |
| 6 | AEM CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-12-20 | 2022-08-08 |
| 7 | LAZARD ASIA (HONG KONG) LIMITED | Rep | Advising on securities | 2009-05-25 | 2010-07-06 |
| 8 | CENTAURUS CAPITAL (HONG KONG) LIMITED | Rep | Advising on securities | 2012-11-26 | 2013-05-01 |
| 9 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2013-09-30 | 2017-08-03 |
| 10 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2017-10-25 | 2018-02-14 |
| 11 | CENTAURUS CAPITAL (HONG KONG) LIMITED | Rep | Asset management | 2012-11-26 | 2013-05-01 |
| 12 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-09-01 | 2009-02-28 |
| 13 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-04-24 | 2007-08-16 |
| 14 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2006-04-24 | 2007-08-16 |
| 15 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-09-10 | 2009-02-28 |
| 16 | LAZARD ASIA (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-04-30 | 2010-07-06 |
| 17 | RBS Asia Corporate Finance Limited | Rep | Dealing in securities | 2010-12-03 | 2012-11-07 |
| 18 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Dealing in securities | 2013-09-30 | 2017-08-03 |
| 19 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Dealing in securities | 2017-10-25 | 2018-02-14 |
| 20 | FTI Capital Advisors (Hong Kong) Limited | RO | Advising on corporate finance | 2023-01-17 | |
| 21 | AEM INVESTMENT SERVICES LIMITED | RO | Advising on securities | 2021-12-21 | 2022-08-08 |
| 22 | FTI Capital Advisors (Hong Kong) Limited | RO | Advising on securities | 2023-01-17 | |
| 23 | AEM INVESTMENT SERVICES LIMITED | RO | Dealing in securities | 2021-12-21 | 2022-08-08 |
| 24 | FTI Capital Advisors (Hong Kong) Limited | RO | Dealing in securities | 2023-01-17 |
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