Cho, Larry Yui Kwan 曹銳焜

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ORIENTAL PATRON SECURITIES LIMITED Rep Advising on securities 2005-03-04 2005-07-28
DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED Rep 2006-07-26 2006-10-06
GOLDMAN SACHS (ASIA) L.L.C. Rep 2006-10-18 2009-02-27
CLSA RESEARCH LIMITED Rep 2009-06-25 2009-09-11
Yuanta Securities (Hong Kong) Company Limited Rep 2009-11-20 2010-05-15
Yuanta Securities (Hong Kong) Company Limited Rep 2010-07-02 2011-05-23
Credit Agricole Securities (Asia) Limited Rep 2011-07-28 2012-06-01
CGS International Securities Hong Kong Limited Rep 2012-06-15 2014-04-24
Jefferies Hong Kong Limited Rep 2014-04-29 2014-07-31
HSBC Global Asset Management (Hong Kong) Limited Rep 2014-10-24 2018-06-25
2 LBN Advisers Limited Rep Asset management 2010-06-07 2010-06-15
HSBC Global Asset Management (Hong Kong) Limited Rep 2014-10-24 2018-06-25
Kadensa Capital Limited Rep 2018-07-04 2021-07-26
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Rep 2021-11-17 2023-05-24
Xingtai Capital Management Limited Rep 2023-10-30
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2006-10-19 2009-02-27

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