Cho, Larry Yui Kwan 曹銳焜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Xingtai Capital Management Limited | Rep | Asset management | 2023-10-30 | |
| 2 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2005-03-04 | 2005-07-28 |
| 3 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2006-07-26 | 2006-10-06 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2006-10-18 | 2009-02-27 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-10-19 | 2009-02-27 |
| 6 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2009-06-25 | 2009-09-11 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2009-11-20 | 2010-05-15 |
| 8 | LBN Advisers Limited | Rep | Asset management | 2010-06-07 | 2010-06-15 |
| 9 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2010-07-02 | 2011-05-23 |
| 10 | Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2011-07-28 | 2012-06-01 |
| 11 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2012-06-15 | 2014-04-24 |
| 12 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2014-04-29 | 2014-07-31 |
| 13 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2014-10-24 | 2018-06-25 |
| 14 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2014-10-24 | 2018-06-25 |
| 15 | Kadensa Capital Limited | Rep | Asset management | 2018-07-04 | 2021-07-26 |
| 16 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2021-11-17 | 2023-05-24 |
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