Moss, Adam Alexander Guy
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BestEx Asia Limited | Rep | Dealing in securities | 2019-05-20 | 2022-01-31 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2012-07-03 | 2016-01-16 |
| 3 | CLSA LIMITED | Rep | Advising on corporate finance | 2004-03-16 | Rep | Advising on securities | 2004-03-16 | Rep | Asset management | 2004-03-16 | Rep | Dealing in securities | 2010-09-20 |
| 4 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2011-02-02 | 2012-06-30 |
| 5 | MIRABAUD (ASIA) LIMITED | Rep | Advising on securities | 2016-09-29 | 2016-11-11 | Rep | Dealing in securities | 2016-09-29 | 2016-11-11 |
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