Rhoades, Vivien Wing Man 歐陽穎雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capital International, Inc. | Rep | Dealing in securities | 2004-04-08 | Rep | Asset management | 2005-03-01 |
| 2 | CAPITAL RESEARCH COMPANY | Rep | Asset management | 2004-11-12 | 2005-08-17 |
| 3 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2012-07-03 | 2016-01-16 |
| 4 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2010-08-26 | 2012-06-30 |
| 5 | Liquidnet Asia Limited | Rep | Automated trading services | 2017-03-23 | 2020-04-09 | Rep | Dealing in securities | 2017-03-23 | 2020-04-09 |
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