Chan, Cathleen Karen 陳嘉綸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Advising on securities | 2007-11-07 | 2015-05-31 | Rep | Dealing in securities | 2007-11-07 | 2015-05-31 | Rep | Asset management | 2010-08-16 | 2015-05-31 |
| 2 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Advising on securities | 2015-06-01 | 2018-09-12 | Rep | Asset management | 2015-06-01 | 2018-09-12 | Rep | Dealing in securities | 2015-06-01 | 2018-09-12 |
| 3 | Allianz Global Investors Hong Kong Limited | Rep | Advising on securities | 2007-11-07 | 2010-02-08 | Rep | Dealing in securities | 2007-11-07 | 2010-02-08 |
| 4 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-19 | Rep | Advising on securities | 2004-10-19 | Rep | Dealing in securities | 2004-10-19 | Rep | Asset management | 2007-10-18 | Rep | Advising on securities | 2005-01-24 | 2007-10-18 | Rep | Dealing in securities | 2005-01-24 | 2007-10-18 |
| 5 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2018-11-21 | Rep | Asset management | 2018-11-21 | Rep | Dealing in securities | 2018-11-21 |
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