Li, Wenlin 李文琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2011-11-21 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-08-17 | 2006-04-05 | UBS SECURITIES ASIA LIMITED | Rep | 2006-10-24 | 2010-09-18 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | 2010-10-09 | 2011-11-01 | Manulife Investment Management (Hong Kong) Limited | Rep | 2011-11-21 |
| 3 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Asset management | 2010-10-27 | 2011-11-01 | Manulife Investment Management (Hong Kong) Limited | Rep | 2011-11-21 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-08-17 | 2006-04-05 |
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