Syal, Sumit
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nuvama Investment Advisors (Hongkong) Private Limited | Rep | Advising on futures contracts | 2020-05-15 | 2020-12-14 | Rep | Advising on securities | 2020-05-15 | 2020-12-14 | Rep | Dealing in futures contracts | 2020-05-15 | 2020-12-14 | Rep | Dealing in securities | 2020-05-15 | 2020-12-14 | RO | Advising on futures contracts | 2020-12-14 | 2023-11-30 | RO | Advising on securities | 2020-12-14 | 2023-11-30 | RO | Dealing in futures contracts | 2020-12-14 | 2023-11-30 | RO | Dealing in securities | 2020-12-14 | 2023-11-30 |
| 2 | Religare Capital Markets (Hong Kong) Limited | Rep | Dealing in securities | 2011-06-16 | 2017-06-02 |
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