Au, Alex Wai Chi 區偉志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AD Capital Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-09-08 | 2005-02-23 | RO | Advising on securities | 2004-09-08 | 2005-02-23 | RO | Asset management | 2004-09-08 | 2005-02-23 |
| 2 | ALPHALEX CAPITAL MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2015-06-12 | RO | Asset management | 2015-06-12 |
| 3 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-09 | Rep | Advising on securities | 2003-12-09 | Rep | Asset management | 2003-12-09 | Rep | Dealing in securities | 2004-01-15 |
| 4 | Longitude Asia Limited | RO | Advising on securities | 2005-05-24 | 2007-05-22 | RO | Asset management | 2005-05-24 | 2007-05-22 |
| 5 | RICHLAND CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2007-05-25 | 2013-07-09 | RO | Asset management | 2007-05-25 | 2013-07-09 |
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