Chiu, Sherman Hin Fung 趙衍鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-05-19 | 2010-11-01 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-05-19 | 2010-11-01 |
| 3 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2011-05-04 | 2011-08-24 | RO | Dealing in securities | 2011-08-24 | 2012-04-27 |
| 4 | China Sunrise Capital Limited | Rep | Advising on corporate finance | 2023-03-16 | 2023-10-30 | RO | Advising on corporate finance | 2023-10-30 | 2024-03-15 |
| 5 | China Sunrise Securities (International) Limited | Rep | Dealing in securities | 2023-03-16 | 2023-10-30 | RO | Dealing in securities | 2023-10-30 | 2024-03-15 |
| 6 | ELSTONE CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-05-23 | 2022-08-01 |
| 7 | ELSTONE SECURITIES LIMITED | Rep | Dealing in securities | 2022-05-23 | 2022-08-01 |
| 8 | Greencourt Financial Co., Limited | Rep | Dealing in securities | 2022-08-16 | 2022-11-23 | RO | Dealing in securities | 2022-11-23 | 2023-02-23 |
| 9 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Advising on securities | 2010-11-26 | 2011-04-22 | Rep | Dealing in securities | 2010-11-26 | 2011-04-22 |
| 10 | KGI ASIA LIMITED | Rep | Advising on securities | 2004-11-25 | 2005-10-08 | Rep | Dealing in securities | 2004-11-25 | 2005-10-08 |
| 11 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2010-01-22 | 2010-05-09 | Rep | Advising on securities | 2010-01-22 | 2010-05-09 | Rep | Dealing in securities | 2010-01-22 | 2010-05-09 |
| 12 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2005-10-25 | 2010-05-09 | Rep | Dealing in securities | 2005-10-25 | 2010-05-09 | Rep | Advising on corporate finance | 2005-11-02 | 2010-04-01 |
| 13 | Quam Securities Limited | Rep | Dealing in securities | 2014-04-17 | 2014-04-24 | RO | Dealing in securities | 2014-04-24 | 2022-03-03 | Rep | Advising on corporate finance | 2014-06-26 | 2017-05-10 | RO | Advising on corporate finance | 2017-05-10 | 2022-03-03 |
| 14 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2012-05-07 | 2012-06-21 | RO | Dealing in securities | 2012-06-21 | 2014-03-27 |
| 15 | Viipark Corporate Finance Co., Limited | Rep | Advising on corporate finance | 2022-08-16 | 2022-11-23 | RO | Advising on corporate finance | 2022-11-23 | 2023-02-23 |
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