Guo, Wei (SFC:ASU040) 郭煒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on futures contracts | 2009-06-30 | 2010-02-05 | Rep | Advising on securities | 2009-06-30 | 2010-02-05 | Rep | Dealing in securities | 2009-06-30 | 2010-02-05 |
| 2 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2010-06-10 | 2018-05-02 | Rep | Dealing in securities | 2010-06-10 | 2018-05-02 | Rep | Asset management | 2010-06-10 | 2023-01-25 | RO | Advising on securities | 2018-05-02 | RO | Dealing in securities | 2018-05-02 |
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