Lau, Roger Yee Ho 劉以浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | Advising on securities | 2009-05-05 | 2010-01-28 |
| 2 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2010-02-09 | 2022-09-22 | Rep | Asset management | 2010-03-01 | Rep | Dealing in securities | 2010-03-01 | 2022-09-22 | RO | Advising on securities | 2022-09-22 | RO | Dealing in securities | 2022-09-22 |
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