Bruchet, David Dominique Nicolas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2009-07-13 | 2016-09-01 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-07-13 | 2016-09-01 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-07-13 | 2016-09-01 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-02-01 | 2019-09-27 |
| 5 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2017-02-01 | 2019-09-27 |
| 6 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2020-01-13 | 2023-01-12 |
| 7 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2020-01-13 | 2023-01-12 |
| 8 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2020-01-13 | 2023-01-12 |
| 9 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2023-03-13 | |
| 10 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2023-03-13 |
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