Ma, Adrian Hin Chun 馬顯俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2013-09-06 | 2014-12-24 | Rep | Dealing in securities | 2013-09-06 | 2014-12-24 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-03-29 | 2007-04-24 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-06-14 | 2009-04-15 | Rep | Dealing in securities | 2007-06-14 | 2009-04-15 |
| 4 | Eclipse Options (HK) Limited | Rep | Dealing in futures contracts | 2009-06-04 | 2009-12-31 | Rep | Dealing in securities | 2009-06-04 | 2009-12-31 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-02-09 | |
| 6 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2015-02-11 | 2016-10-10 | Rep | Dealing in futures contracts | 2016-10-11 | Rep | Dealing in securities | 2016-10-11 | Rep | Automated trading services | 2022-08-03 | 2024-04-05 |
| 7 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-02-09 | 2016-10-10 |
| 8 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-02-22 | 2013-05-04 | Rep | Dealing in securities | 2010-02-22 | 2013-05-04 | Rep | Automated trading services | 2010-03-01 | 2013-05-04 |
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