Kwan, Freddie Wai Kuen 關偉權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DT Securities & Futures Co. Limited | Rep | Dealing in futures contracts | 2024-05-14 | Rep | Dealing in securities | 2024-05-14 |
2 | GREAT BAY SECURITIES LIMITED | RO | Advising on securities | 2003-08-07 | RO | Asset management | 2003-08-07 | RO | Dealing in securities | 2004-03-18 |
3 | PACIFIC CHALLENGE CORPORATE FINANCE LIMITED | RO | Dealing in securities | 2004-03-18 | |
4 | PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | RO | Advising on futures contracts | 2003-08-07 | RO | Asset management | 2003-08-07 | RO | Dealing in futures contracts | 2004-03-18 |
5 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | RO | Dealing in securities | 2006-06-23 | 2014-08-01 |
6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-03-19 | 2004-03-26 | RO | Dealing in futures contracts | 2004-03-26 | 2023-09-07 | Rep | Dealing in futures contracts | 2024-03-18 | 2024-04-23 |
7 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | RO | Advising on futures contracts | 2017-02-22 | 2023-09-07 | RO | Advising on securities | 2017-02-22 | 2023-09-07 |
8 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-03-19 | 2004-03-26 | RO | Dealing in securities | 2004-03-26 | 2023-09-07 | Rep | Dealing in securities | 2024-03-18 | 2024-04-23 |
9 | SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED | RO | Dealing in securities | 2007-08-17 | 2014-11-27 |
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