Hsu, Shirley Sui-Wei 許穗煒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2003-06-16 | 2003-10-30 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2003-06-16 | 2003-10-30 |
| 3 | HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-06-13 | |
| 4 | PARTNERS CAPITAL INTERNATIONAL LIMITED | Rep | Dealing in securities | 2004-05-03 | 2006-03-29 | Rep | Advising on corporate finance | 2005-06-21 | 2006-03-29 |
| 5 | Pine Star Asset Management Limited | Rep | Advising on securities | 2019-07-10 | 2020-02-01 | Rep | Asset management | 2019-07-10 | 2020-02-01 |
| 6 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2010-12-01 | 2011-12-01 | Rep | Advising on securities | 2010-12-01 | 2011-12-01 | Rep | Dealing in securities | 2010-12-01 | 2011-12-01 |
| 7 | UCF Asset Management (HK) Limited | Rep | Advising on securities | 2012-06-21 | 2012-07-24 | Rep | Asset management | 2012-06-21 | 2015-01-20 | RO | Advising on securities | 2012-07-24 | 2013-01-24 | Rep | Advising on securities | 2013-01-24 | 2015-01-20 | Rep | Advising on securities | 2017-02-20 | 2017-03-30 | Rep | Asset management | 2017-02-20 | 2017-03-30 |
| 8 | VISION FINANCE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-10-22 | Rep | Asset management | 2020-10-22 |
| 9 | VISION FINANCE INTERNATIONAL COMPANY LIMITED | Rep | Advising on corporate finance | 2008-06-10 | 2010-12-01 | Rep | Dealing in securities | 2008-06-10 | 2010-12-01 |
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