Chan, Cecil 陳思豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-10-17 | |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2023-10-17 | |
| 3 | KAISER FUTURES LIMITED | Rep | Advising on futures contracts | 2003-05-16 | Rep | Asset management | 2003-05-16 | Rep | Dealing in futures contracts | 2003-11-20 |
| 4 | KAISER SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-05-16 | Rep | Advising on securities | 2003-05-16 | Rep | Asset management | 2003-05-16 | Rep | Dealing in securities | 2003-05-16 |
| 5 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-11-27 | 2023-09-25 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-01-21 | 2023-09-25 |
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