Chan, Qary Mau Fai 陳茂輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2003-06-20 | 2004-01-06 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2003-06-20 | 2004-01-06 |
| 3 | Prime China Securities Limited | Rep | Advising on securities | 2017-05-04 | 2017-12-11 | Rep | Dealing in securities | 2017-05-04 | 2017-12-11 | RO | Advising on securities | 2017-12-11 | RO | Dealing in securities | 2017-12-11 |
| 4 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-01-08 | 2017-03-17 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-01-08 | 2017-03-17 |
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