Lam, Pui Fan (SFC:AFU594) 林佩芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2005-03-29 | 2009-01-09 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2005-03-29 | 2009-01-09 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-01-15 | 2009-03-21 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-01-15 | 2009-03-21 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-01-15 | 2009-03-21 |
| 6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2004-07-20 | Rep | Asset management | 2004-07-20 | Rep | Dealing in futures contracts | 2005-03-29 | Rep | Dealing in futures contracts | 2009-03-23 | 2019-09-13 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-09-11 | Rep | Advising on corporate finance | 2004-07-20 | Rep | Advising on securities | 2004-07-20 | Rep | Asset management | 2004-07-20 | Rep | Dealing in securities | 2005-03-29 | Rep | Dealing in securities | 2009-03-23 | 2019-09-13 |
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