Ding, Ye (SFC:AQN539) 丁曄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2013-06-06 | 2013-12-09 | Rep | Dealing in securities | 2013-06-06 | 2013-12-09 |
| 2 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-02-20 | 2008-08-25 |
| 3 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2008-09-22 | 2013-06-01 | Rep | Advising on securities | 2013-12-18 | 2014-01-23 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-02-20 | 2013-06-01 | Rep | Dealing in securities | 2013-12-18 | 2016-09-26 |
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