Liu, Wai Hong 柳維翰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LING SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-05-30 | Rep | Advising on securities | 2003-05-30 | Rep | Asset management | 2003-05-30 | Rep | Dealing in securities | 2003-06-02 |
| 2 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2003-06-02 | 2003-09-17 | Rep | Dealing in securities | 2003-12-01 |
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