Lo, Isaac Wan Wai 盧運威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HuaAn Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-02-11 | 2018-12-31 | Rep | Asset management | 2015-02-11 | 2018-12-31 |
| 2 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2007-07-05 | 2008-05-01 | Rep | Advising on securities | 2007-07-05 | 2008-05-01 | Rep | Asset management | 2007-07-05 | 2008-05-01 |
| 3 | MIS SERVICES LIMITED (d2019-06-01) | Rep | Asset management | 2010-11-19 | 2012-09-01 |
| 4 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2006-06-16 | 2006-11-10 | Rep | Asset management | 2006-06-16 | 2006-11-10 |
| 5 | PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2006-06-16 | 2006-11-10 |
| 6 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-04-01 | Rep | Advising on securities | 2004-04-01 | Rep | Asset management | 2004-04-01 |
| 7 | Siegfried Asset Management Limited (HK) | RO | Advising on securities | 2019-01-17 | RO | Asset management | 2019-01-17 | RO | Dealing in securities | 2019-01-17 |
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