Shen, Christopher Guantin 沈冠廷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-09-17 | 2009-10-24 |
| 2 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2009-12-10 | 2011-12-02 | Rep | Advising on corporate finance | 2010-01-05 | 2011-12-02 | Rep | Advising on securities | 2010-01-05 | 2011-12-02 |
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