Yeung, Ho Yip 楊豪業

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED RO Advising on securities 2022-07-01
2 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED RO Asset management 2022-07-01
3 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED RO Dealing in securities 2022-07-01
4 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on corporate finance 2004-10-12
5 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on securities 2004-10-12
6 GOLDMAN SACHS (ASIA) L.L.C. Rep Asset management 2004-10-12
7 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2009-02-14
8 BlackRock Asset Management North Asia Limited Rep Advising on securities 2009-04-09 2009-12-01
9 STATE STREET GLOBAL ADVISORS ASIA LIMITED Rep Advising on securities 2010-01-25 2012-03-21
10 STATE STREET GLOBAL ADVISORS ASIA LIMITED Rep Asset management 2010-03-18 2012-03-21
11 STATE STREET GLOBAL ADVISORS ASIA LIMITED Rep Dealing in securities 2010-03-18 2012-03-21
12 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Rep Advising on securities 2012-10-10 2014-09-20
13 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Rep Asset management 2012-10-10 2014-09-20
14 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Rep Dealing in securities 2012-10-10 2014-09-20
15 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Rep Dealing in securities 2014-12-01 2017-10-16
16 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Rep Asset management 2014-12-01 2021-01-29
17 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED RO Dealing in securities 2017-10-16 2022-06-30
18 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED RO Advising on securities 2018-08-15 2022-06-30
19 Legg Mason Asset Management Hong Kong Limited RO Advising on securities 2020-10-21 2022-06-30
20 Legg Mason Asset Management Hong Kong Limited RO Dealing in securities 2020-10-21 2022-06-30
21 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED RO Asset management 2021-01-29 2022-06-30

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