Tse, Alan Shek Lun 謝錫倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2024-04-15 | |
| 2 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | |
| 3 | Tung Shing Securities (Brokers) Limited | Rep | Advising on securities | 2004-01-09 | |
| 4 | Tung Shing Securities (Brokers) Limited | Rep | Asset management | 2004-01-09 | |
| 5 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-10-31 | |
| 6 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-14 | 2009-05-25 |
| 7 | KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2009-06-05 | 2009-11-23 |
| 8 | STOCKWELL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-10-15 | 2015-08-27 |
| 9 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2010-10-15 | 2015-08-27 |
| 10 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-09-15 | 2017-10-02 |
| 11 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-09-15 | 2022-07-29 |
| 12 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2022-07-29 |
| 13 | Success Securities Limited | Rep | Dealing in securities | 2022-09-09 | 2022-11-30 |
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