Wong, Suet Yi (SFC:AAB485) 黃雪儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA POINT STOCK BROKERS LIMITED | Rep | Advising on corporate finance | 2004-12-09 | Rep | Advising on securities | 2004-12-09 | Rep | Asset management | 2004-12-09 | Rep | Dealing in securities | 2006-01-23 |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2006-01-23 | 2007-12-31 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-12 | 2022-07-29 | Rep | Dealing in securities | 2023-08-24 |
| 4 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2008-01-14 | 2017-09-30 |
| 5 | Success Securities Limited | Rep | Dealing in securities | 2022-09-05 | 2023-08-11 |
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