Chan, Sai Wing (SFC:AMU845) 陳世榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China United Merchants Asset Management Company Limited | RO | Asset management | 2019-06-11 | 2020-06-30 | RO | Dealing in securities | 2019-06-11 | 2020-06-30 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-04 | 2010-04-13 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2009-05-15 | 2010-04-13 | Rep | Dealing in securities | 2009-06-15 | 2010-04-13 |
| 4 | Emperor Wealth Management Limited | Rep | Dealing in securities | 2009-09-21 | 2010-04-13 |
| 5 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2008-06-16 | 2009-05-01 |
| 6 | Quantum Capital Management Limited (HK) | RO | Advising on securities | 2020-04-03 | 2021-08-31 | RO | Asset management | 2020-04-03 | 2021-08-31 | Rep | Advising on securities | 2024-03-19 | Rep | Asset management | 2024-03-19 |
| 7 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2010-05-13 | 2018-03-31 |
| 8 | Success Securities Limited | Rep | Dealing in securities | 2010-05-13 | 2019-03-15 |
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