Chan, Wai Fung (SFC:AWT462) 陳偉鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2015-07-29 | 2017-08-11 | Rep | Dealing in securities | 2015-07-29 | 2017-08-11 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-02-01 | 2012-06-18 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-09-09 | 2012-06-18 |
| 4 | Cosmos One Capital Limited | RO | Advising on securities | 2020-04-02 | RO | Asset management | 2020-04-02 | RO | Dealing in securities | 2020-04-02 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-02-01 | 2012-06-18 |
| 6 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-06-26 | 2014-09-16 |
| 7 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-06-26 | 2014-09-16 |
| 8 | OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | Dealing in securities | 2014-09-30 | 2015-07-18 |
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