Chan, Grace Yan Shuen 陳恩璇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-09-25 | 2012-06-18 |
| 2 | CES International Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-09-25 | 2012-06-18 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-09-25 | 2012-06-18 |
| 4 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2013-08-26 | 2014-11-06 | Rep | Advising on securities | 2013-08-26 | 2014-11-06 | Rep | Dealing in futures contracts | 2013-08-26 | 2014-11-06 | Rep | Dealing in securities | 2013-08-26 | 2014-11-06 |
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