Yung, Dominic Wing Hung 翁永鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on securities | 2015-03-12 | 2017-10-02 | Rep | Dealing in securities | 2015-03-12 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | Rep | Dealing in securities | 2017-10-03 |
| 2 | KGI Asset Management Limited | Rep | Advising on securities | 2013-07-29 | 2022-06-23 | Rep | Dealing in securities | 2013-07-29 | 2022-06-23 | Rep | Asset management | 2020-11-12 | 2022-06-23 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-09-02 | 2021-08-31 | Rep | Dealing in futures contracts | 2022-11-21 |
| 4 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-06-10 | Rep | Advising on securities | 2004-06-10 | Rep | Asset management | 2004-06-10 | Rep | Dealing in securities | 2008-04-04 |
| 5 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2008-05-07 | 2013-11-06 |
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