Poon, Po Lan 潘寶蘭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2005-09-20 | 2005-10-27 |
| 2 | Huarong International Securities Limited | Rep | Dealing in securities | 2016-03-23 | 2018-06-29 | Rep | Dealing in futures contracts | 2017-10-24 | 2018-06-29 |
| 3 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-07 | 2016-02-29 |
| 4 | INVESCO HONG KONG LIMITED | Rep | Advising on corporate finance | 2005-03-01 | Rep | Advising on securities | 2005-03-08 | Rep | Dealing in securities | 2005-03-08 | Rep | Asset management | 2005-07-27 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2018-07-04 | |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-07-04 | |
| 7 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Dealing in securities | 2005-11-01 | 2006-01-10 | Rep | Advising on futures contracts | 2006-01-04 | 2006-01-10 | Rep | Advising on securities | 2006-01-04 | 2006-01-10 | Rep | Asset management | 2006-01-04 | 2006-01-10 |
| 8 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Asset management | 2006-01-23 | 2006-09-07 | RO | Asset management | 2006-09-07 | 2008-03-10 | Rep | Asset management | 2008-03-10 | 2015-05-13 | Rep | Advising on securities | 2010-08-27 | 2015-05-13 |
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