Hung, Ping Wong 洪烯煌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aevitas Securities Limited | RO | Dealing in securities | 2018-04-19 | 2019-02-28 | RO | Dealing in futures contracts | 2018-11-16 | 2019-02-28 | RO | Advising on securities | 2019-01-08 | 2019-02-28 | RO | Asset management | 2019-01-08 | 2019-02-28 |
| 2 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2014-02-05 | 2014-04-05 | Rep | Dealing in securities | 2014-02-05 | 2014-04-05 |
| 3 | Eternity Growth Asset Management Limited | RO | Asset management | 2021-02-23 | 2023-07-31 | RO | Advising on securities | 2021-12-16 | 2023-07-31 | RO | Dealing in securities | 2021-12-16 | 2023-07-31 |
| 4 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-26 | 2011-07-04 |
| 5 | Fung One Securities Limited | RO | Advising on securities | 2023-08-08 | RO | Asset management | 2023-08-08 | RO | Dealing in securities | 2023-08-08 |
| 6 | Imperium International Asset Management Limited | RO | Advising on futures contracts | 2015-08-12 | 2016-07-08 |
| 7 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-05-14 | 2015-07-13 | Rep | Dealing in securities | 2014-05-14 | 2016-04-22 | RO | Dealing in futures contracts | 2015-07-13 | 2016-07-08 | RO | Advising on securities | 2016-04-22 | 2016-07-08 | RO | Dealing in securities | 2016-04-22 | 2016-07-08 |
| 8 | LERTHAI Asset Management Limited | RO | Advising on securities | 2019-03-07 | 2020-04-10 | RO | Asset management | 2019-03-07 | 2020-04-10 |
| 9 | LERTHAI Securities (Hong Kong) Limited | RO | Dealing in futures contracts | 2019-03-07 | 2020-04-10 | RO | Dealing in securities | 2019-03-07 | 2020-04-10 |
| 10 | Matrix Securities Limited | Rep | Dealing in securities | 2016-07-18 | 2016-09-14 | RO | Dealing in securities | 2016-09-14 | 2018-04-04 | RO | Dealing in futures contracts | 2017-05-17 | 2018-04-04 |
| 11 | Open Securities Limited | Rep | Dealing in futures contracts | 2011-07-12 | 2013-05-05 | Rep | Dealing in securities | 2011-07-12 | 2013-05-05 | Rep | Advising on securities | 2011-09-05 | 2013-05-05 |
| 12 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-05-08 | 2013-11-15 |
| 13 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-05-08 | 2013-11-15 |
| 14 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-26 | 2011-01-26 |
| 15 | Well Link International Securities Limited | Rep | Dealing in futures contracts | 2009-05-26 | 2011-07-04 |
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