Yu, Frank Fan (SFC:AEE377) 于凡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALLY BRIDGE GROUP (HK) LIMITED | RO | Asset management | 2015-07-09 | RO | Advising on securities | 2020-10-09 | RO | Dealing in securities | 2020-10-09 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-10-13 | Rep | Asset management | 2004-10-13 | Rep | Advising on corporate finance | 2007-05-30 | Rep | Dealing in securities | 2007-05-30 |
| 3 | Sculptor Capital Management Hong Kong Limited (b2001-12-28) | Rep | Asset management | 2007-07-26 | 2009-06-09 |
| 4 | Themes Investment Management Limited | RO | Asset management | 2010-06-10 | 2015-07-09 |
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