Chan, Ka Ming (SFC:AEZ088) 陳家明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-07 | 2010-03-01 |
| 2 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-06 | 2010-03-01 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-06-10 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2021-11-30 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-06-10 | 2021-11-30 |
| 5 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2008-03-26 | 2009-03-01 | Rep | Dealing in futures contracts | 2010-03-04 | 2010-12-09 | RO | Dealing in futures contracts | 2010-12-09 | 2016-06-01 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2008-03-26 | 2009-03-01 | Rep | Dealing in securities | 2010-03-04 | 2010-12-09 | RO | Dealing in securities | 2010-12-09 | 2016-06-01 | Rep | Leveraged foreign exchange trading | 2013-02-27 | 2016-06-01 |
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