Lam, Yee (SFC:AEB049) 林義
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-04-06 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-04-06 | |
| 3 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-12-22 | Rep | Dealing in futures contracts | 2006-11-24 | 2016-04-01 |
| 4 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2003-12-22 | Rep | Advising on securities | 2003-12-22 | Rep | Asset management | 2003-12-22 | Rep | Dealing in securities | 2016-04-01 |
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