Moriya, Nozomi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-06-15 | 2016-05-11 | Rep | Advising on securities | 2016-11-17 | 2016-11-22 | Rep | Advising on securities | 2017-08-17 | 2017-08-23 | Rep | Advising on securities | 2018-03-08 | 2018-03-17 | Rep | Advising on securities | 2018-04-06 | 2018-04-12 | Rep | Advising on securities | 2018-05-24 | 2021-04-25 | Rep | Advising on securities | 2023-03-10 | 2023-03-15 | Rep | Advising on securities | 2023-06-09 | 2023-06-16 | Rep | Advising on securities | 2023-09-08 | 2023-09-12 | Rep | Advising on securities | 2024-02-06 |
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