Robertson, Simon Montague
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Asset management | 2005-02-04 | |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2005-03-24 | |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2005-03-24 | |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-04-09 | |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-06-05 | 2010-04-09 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-05-05 | 2013-03-23 |
| 7 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-05-05 | 2013-03-23 |
| 8 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-07-11 | 2016-10-10 |
| 9 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2013-07-11 | 2017-05-20 |
| 10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2017-05-20 |
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