Wang, Jiaqi (SFC:AOH836) 王家琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2022-04-19 | Rep | Dealing in futures contracts | 2022-05-31 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2019-02-13 | 2022-02-08 | Rep | Asset management | 2019-03-04 | 2022-02-08 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-12-18 | 2019-01-17 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-12-18 | 2016-12-18 | Rep | Automated trading services | 2011-10-13 | 2016-12-18 | Rep | Automated trading services | 2016-12-19 | 2019-01-17 | Rep | Dealing in securities | 2016-12-19 | 2019-01-17 |
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