Chan, Carter Edward 陳鎮華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2007-05-31 | 2009-12-19 |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-01-22 | 2009-12-19 |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-01-22 | 2009-12-19 |
| 4 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2010-01-21 | 2012-02-14 | Rep | Dealing in securities | 2010-01-21 | 2012-02-14 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-02-27 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2019-09-16 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-02-27 | 2019-09-16 |
| 7 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2019-10-14 | Rep | Dealing in securities | 2019-10-14 |
| 8 | UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2010-01-21 | 2012-01-03 |
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