Ho, Yuk Wah 何玉華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-07-10 | 2007-07-19 | Rep | Dealing in futures contracts | 2009-10-09 | 2010-08-05 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-07-10 | 2007-07-19 | Rep | Dealing in securities | 2009-10-09 | 2010-08-05 |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-05-12 | 2015-11-21 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-09-22 | 2010-11-04 |
| 5 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2010-09-22 | 2010-11-04 |
| 6 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2010-12-16 | 2014-04-21 | Rep | Dealing in securities | 2010-12-16 | 2014-04-21 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-02-14 | 2007-06-30 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-02-14 | 2007-06-30 | Rep | Advising on securities | 2006-08-18 | 2007-06-30 |
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