To, Kwok Wai (SFC:ANL983) 陶國威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2006-07-03 | 2009-11-05 |
| 2 | Huarong International Securities Limited | Rep | Dealing in securities | 2009-12-16 | 2011-12-01 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-12-06 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2023-11-10 |
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