Lee, San Man 利新民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-11-10 | 2006-04-24 |
| 2 | CHINA EVERBRIGHT RESEARCH LIMITED | Rep | Advising on securities | 2004-08-26 | 2005-10-16 |
| 3 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2004-05-28 | Rep | Asset management | 2004-05-28 | Rep | Advising on securities | 2004-06-01 | Rep | Dealing in securities | 2004-06-01 | 2004-07-27 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-04-28 | Rep | Advising on securities | 2006-06-13 |
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